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The SEC Municipal Advisor Registration Rule: Does the Engineering Exemption Protect Your Firm?

Code: 13738-DL

List Price:  $0.00

List Price:  $299.00

Member Price:  $199.00

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The Dodd-Frank financial services reform law requires firms and individuals that provide financial advice to municipalities to register with the Securities and Exchange Commission. The law includes an exemption for engineers providing engineering advice, such as feasibility studies and cash-flow modeling -- but does the engineering exemption cover all of your firm's services?
Join us for a timely webinar that will help your firm comply with the law.
Topics include:
- The definition of municipal advisory services
- How the SEC defined engineering services
- What is required to qualify for the engineering exemption
- Additional exemptions from registration that engineering firms can use
- What will be required of firms that must register as municipal advisors
Product Details:
Author(s): Amy Natterson Kroll, Partner, Bingham McCutchen LLP

Year Published: 2014

Number of Pages: 15
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